Global Regulatory Outlook for Cybersecurity
Join our experts for a global update on key cybersecurity regulations, including SEC’s Regulation S-P amendments, EU’s DORA, AI Act, and more.
Webcast
Compliance Insights and Alerts
Compliance teams are constantly challenged to keep pace with ever-evolving regulatory compliance news and change while navigating the pressures of geopolitical threats, economic crises, and third-party risks. Uncertain times require a nimble approach to achieve compliance and address business priorities in new ways to enable innovation and growth while minimizing risk.
As the global regulation continues to change, it's key that you keep up to speed with latest developments. Here we capture the latest regulatory compliance trends, industry insights, risk alerts, and events.
Latest insights and alerts
Impact of Proposed Regulations on Real Estate Advisers
The SEC staff under Chair Gary Gensler have been busy developing a raft of proposed new rules that could have big implications for real estate advisers, in particular those that are vertically integrated.
Compliance Alert
- Compliance
- Private Fund
SEC Chairman Highlights Continued Scrutiny of SPACs
The SEC Chairman laid out strong signals in December 2021 that he will push for tougher rules on SPACs.
Article
- Compliance
Transaction Reporting: A Common Good, Commonly Wrong
Startling findings have detected that most firms are struggling with their transaction reporting obligations under MiFIR / EMIR. Results reveal more than 6M transaction reporting errors identified across a sample of 30 review projects, averaging 200,000 errors per review. This means that regulators are not receiving the data they need to successfully identify market abuse and systemic risk.
Article
- Compliance
- FCA
- Trade & Transaction
NFA Revises Key Financial Balances for Pool Financial Statements Filing for CPOs
The NFA has recently made changes to the annual pool financial statements filings required for all registered CPOs that operated a commodity pool in 2021.
Compliance Alert
- Compliance
UK Authorities Reboot Financial Promotions Rules, Including Cryptoassets
Both the UK's HM Treasury and Financial Conduct Authority have taken aim at the perceived weaknesses of financial promotions, including cryptoassets. With this increasing focus on marketing and advertising rules, we outline measures that firms should take note of, and provide next steps for reviewing arrangements and strategies.
Compliance Alert
- FCA
- Compliance
SEC Signals Desire for Reevaluation of Private Markets Regulation
Public remarks show that growth of the private markets industry is spurring interest by SEC senior staff. What does this mean?
Article
- Compliance
- Private Fund
Events
2025 ACA Conference
Join us in sunny Orlando, Florida for ACA's 2025 Conference, "Preparing Today, Protecting Tomorrow," where industry leaders and experts will converge to explore the evolving landscape of financial services.
Conference