Join ACA as we provide a recap of the new guidance released by CFA Institute over the past year, discuss recent industry trends and regulatory challenges impacting firms, and look to what we can expect in the new year.
Join ACA as we provide insight the top ways to reduce compliance costs while maintaining quality.
Join ACA for a discussion on regulatory cybersecurity priorities and preparedness for investment managers.
Join ACA for a discussion about mitigating risks associated with expert network consultations.
Join ACA for a discussion about best practices for presenting model performance.
Join ACA as we examine recent high-profile breaches at Equifax, Deloitte, and the U.S. Securities and Exchange Commission (SEC).
Join ACA for a discussion about the impact of the line of defense risk management model on compliance programs.
Join ACA for a discussion on new cyber regulations released by the New York State Department of Financial Services.
Join ACA for a discussion about explore an exchange-traded fund's (ETF's) regulatory structure, and the roles and responsibilities of the investment adviser.
Join ACA as we discuss highlights from the 21st Annual GIPS® Standards Conference.