Trading Matters for Investment Companies
Date
Time
Location
Your desk!
Type
Webcast
The idea of trading for registered investment company (fund) clients can seem daunting given the wealth of regulations underpinning this investment vehicle. We invite you to join ACA as we discuss, and seek to demystify, some of the most common trading concerns (and related areas of interest) facing fund investment advisers and sub-advisers.
Discussion topics will include:
- Joint transactions
- Aggregation and allocation of trades
- Best execution
- Soft dollars
- Cross transactions
- Affiliated transactions