Join ACA as we discuss the various security threats a firm should be concerned about when employees work from home and how to mitigate those threats.
Join ACA for a discussion about the employee risks related to the current environment and best practices for managing your firm’s monitoring and surveillance of personal and firm-wide trading, e-communications, and code of ethics.
Join ACA for a 30-min virtual fireside chat as we discuss compliance challenges, concerns, and considerations for hedge fund compliance programs as they face the evolving business risks resulting from the COVID-19 pandemic.
Join ACA for a discussion on the key takeaways from the Explanation of Provisions from Sections 1 and 3. Don’t miss this opportunity to discover hidden requirements and hear explanations of how to effectively comply with the 2020 GIPS standards.
Join ACA and Sidley Austin for an interactive discussion about the challenges firms are facing as they strive to adapt to the new normal.
To help your compliance initiatives for this year, ACA and Morgan, Lewis & Bockius present our annual complimentary webcast on FINRA hot topics.
Join ACA for a 30-minute Q&A discussion about the common concerns firms may face in an effort to curb the coronavirus.
Join ACA for a discussion on what compliance and legal teams need to know about Form CRS and how to get ready for the upcoming filing deadline.
Join us Tuesday ,February 25, 2020 at 2:00pm EDT when we will discuss how to comply with Reg BI. Thomas Grygiel, Principal Consultant at ACA Compliance Group, and Susan Light, Partner at Katten Muchin Rosenman LLP will review the requirements of the regulation, and Jane Riley, Chief Compliance Officer at The Leaders Group will share her experiences implementing the requirements at her firm.
Join ACA as we discuss the increased demand for a performance standard from OCIOs and provide an overview of the benefits, challenges, and solutions OCIOs might encounter.