Form CRS: What Firms Need to Know

Join ACA's Josh Broaded, Partner and Co-Head of U.S. Compliance, and Chris Michailoff, Senior Principal Consultant, for a complimentary webcast where they’ll discuss what compliance and legal teams for brokers and investment advisers need to know about Form CRS and how to get ready for the upcoming filing deadline.

This webcast will highlight the new delivery obligations and content requirements advisers should prepare when completing their Form CRS in advance of the June 30, 2020 compliance date. 

Discussion Topics

• Considerations for completing the form
• Newly required disclosures
• Prescribed conversations starters regarding relationships and services, fees, standards of conduct, disciplinary history, and more
• Considerations for delivery of Form CRS

Who Should Attend

SEC-registered investment advisers and broker-dealers who are subject to filing Form CRS.