Compliance Considerations for Credit Investors in the COVID-19 Market
Join ACA as we discuss compliance considerations arising from the credit market dislocation and the launch of new credit strategies and vehicles.
Join ACA as we discuss compliance considerations arising from the credit market dislocation and the launch of new credit strategies and vehicles.
Join ACA and NSCP for this complimentary webcast as we discuss the results of this survey, how these results compare with the results of previous surveys, and suggest steps for further action.
Join ACA for a half hour discussion about how leveraging a clearinghouse model can improve the due diligence process.
Join ACA as we discuss the current regulatory climate and what firms need to know to protect their business.
Join ACA as we break down the governance requirements of registered funds and business development companies.
The most recent phase of the amended European Market Infrastructure Regulation (“EMIR REFIT” or simply “REFIT”) came into effect on 18 June 2020. These latest requirements are designed to simplify a derivatives regime currently seen as burdensome to some market participants, particularly those whose risk profile is unlikely to impact macro stability.
ACA is joining forces with Simmons & Simmons to host a webcast that will provide alternative asset managers with practical guidance, outlining key milestones for firms’ and their implementation plans.
Join ACA as we discuss the landscape of privacy regulation in the U.S. and offer guidance to preserve the health and data privacy of employees as preparations are made to return to the office.
Join ACA as we discuss how firms are preparing to comply with these regulations by the end of the month.
Join our panelists who have experienced SEC and NFA exams in the past year as they share their experiences and what to expect during these exams.