Compliance Year in Review
Date
Time
Location
Your desk!
Type
Webcast
Join us for our annual Compliance Year in Review webcast. ACA's Carlo di Florio, Chief Services Officer, Michael Abbriano, Director, Michelina Cuccia, Director, and Ian Rivera, Senior Principal Consultant will share SEC compliance developments from 2020 and discuss what to expect in 2021.
Discussion topics
- Rule proposals and adoption
- Examination trends
- SEC staff guidance
- Noteworthy enforcement actions
- A look ahead to 2021