Navigating the Maze: Challenges Implementing the SEC's Private Fund Adviser Rules

As the regulatory landscape continues to evolve, firms face a myriad of challenges ensuring compliance with the SEC's Private Fund Adviser Rules while effectively managing their operations.

Join us for an insightful webcast as we delve into the complexities surrounding the implementation of these rules. We will discuss the top challenges encountered by private fund advisers when navigating the framework of the rules. Our panel will provide practical insights and strategies for addressing these challenges head-on.

Topics

• Preferential treatment tracking and disclosure
• Restricted activity consent / notice requirements
• Quarterly statement fee and expense and performance reporting obligations
• Key definitions, such as similar pools of assets and liquid vs illiquid funds

Whether you’re a seasoned compliance professional or new to the regulatory landscape, this webcast offers valuable insights and practical guidance for successfully navigating the challenges inherent in the SEC’s Private Fund Adviser Rules.

Speakers

• Julia Reyes, Partner, Performance Services
• Dan Campbell, Director, Investment Adviser
• Tanner Beverly, Director, Performance Services
• Kenneth Carroll, Director, Investment Adviser