Compliance Training in Europe
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of ACA financial compliance training courses in the UK and Europe, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Market Volatility and Downstream Security Implications
Market volatility is predicted to have an impact on the cyber risk landscape. Learn the implications of the current risk and how your firm can prepare for an uncertain future.
- Cybersecurity
- Cybersecurity Resources
SEC Unauthorized Electronic Communications Sweep Key Takeaways
The SEC has become increasingly concerned with the risks arising from employees’ increasingly wide-spread use of mobile electronic communications apps to conduct business. Learn about the risks and how private fund managers can more effectively track, archive, and surveil their employees’ business-related communications across all communication channels being utilized.
- Compliance
- SEC
- RegTech
- ComplianceAlpha
The SEC’s New Marketing Rule: All Change Please
Coming into force on 4 November 2022, the SEC's new marketing rules introduce ssubstantial changes for all registered firms, wherever they are in the world. We outline why its key that firms familiarise themselves with the requirements now and take steps today to begin to implement these new compliance obligations, as several pieces of the work will take time and require resources
- SEC Marketing Rule
- Compliance
- SEC
Microsoft Releases Information on 100+ Vulnerabilities
Learn about Microsoft's latest vulnerabilities, as well as recommendations for protecting your firm against them.
- Cybersecurity
Emerging Threats in the Cyber Landscape
Financial firms have good reason to be worried about cyber risk. Attacks are on the rise, average costs of a breach are increasing, and regulators are responding by launching new measures for greater oversight. What are the emerging threats, and how should firms respond to this ever evolving landscape.
- Cybersecurity
- Cybersecurity Resources
- Compliance
Common Deficiencies in Private Fund Manager Exams: What you need to know
The observations the SEC shared earlier this year about common deficiencies uncovered during exams hold important lessons not only for registered private funds, but for other types of funds subject to SEC oversight as well. We outline the key takeaways.
- SEC
- Compliance