Compliance Training in Europe
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of ACA financial compliance training courses in the UK and Europe, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
FAQs: Top Questions Answered About the SEC's Marketing Rule
As the compliance date of November 4th nears, confusion about the SEC's new Marketing Rule continues. We answer the most commonly asked questions about the requirements of the rule.
- SEC
- SEC Marketing Rule
- Compliance
- Performance
FCA Market Watch 70: Regulator Sharpens Claws on Inadequate Reporting Arrangements
The FCA’s Market Watch 70 takes aim at failings in trade reporting arrangements, quickly followed up with a fine to a brokerage company and its directors. We provide practical guidance on how to spot your errors before the regulators do.
- FCA
- Trade & Transaction
- Compliance
SEC Reopens Select Comment Periods After Tech Glitch
The SEC reopened the public comment periods for certain proposed rules due to a technological error earlier this year. We share which proposed rules were affected and should be checked for accurate comment submission.
- SEC
- Compliance
- Cybersecurity
- ESG
Phishing as a Service (PaaS): Cybercriminals Turned Service Providers
Cybercriminals have become service providers offering Phishing as a Service (PaaS) on the dark web, with products such as one-time phishing kits or subscription offers to help others launch multiple attacks for a monthly fee.
- Cybersecurity
- Cybersecurity Resources
Political Backlash Might Be One of the Better Things to Happen to ESG in the U.S. Embrace it.
Support and understanding for ESG policies vary widely on the political landscape. Analyzing the range of arguments, both misleading and valuable, we break through the confusion and discuss how we can find a clear path through the uncertainty.
- ESG
ACA Group Named Best ESG Advisory Provider for the 2022 HFM US Services Awards
We are delighted to have been named Best ESG Advisory Provider by the 2022 HFM Service Awards. The awards recognize hedge fund service providers who have demonstrated exceptional client service, innovative product development, and strong and sustainable business growth.
- ESG
- ACA News