Compliance Training in Europe
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of ACA financial compliance training courses in the UK and Europe, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Technology and AML – Understanding the Potential for Innovation
Technology is an essential weapon for financial services firms in the battle against anti-money laundering (AML). The Office of the Comptroller of the Currency (OCC) issued a joint statement with other regulators earlier this month encouraging financial institutions to try new and innovative ways of combating AML. Three types of technology – advanced analytics, software robots, and artificial intelligence (AI) – could help make it easier to detect and prevent money laundering, as well as comply with existing regulations and follow the guidance of this joint statement.
- AML and Financial Crime
ACA Shortlisted for Multiple Awards for Compliance Advisory, Technology, and Cybersecurity
ACA has been shortlisted for multiple awards by the HFM US Hedge Fund Technology Awards 2019, Fund Technology and WSL Awards 2019, and Alt Credit Intelligence US Services Awards 2019, and Private Asset Management Awards 2019.
- RegTech
Data Governance – Understanding its Importance for AML Compliance
While the financial institutions have the desire to improve the data quality and availability, data governance is often driven by external regulations to implement a program to ensure requirements outlined in DFS Part 504 regulation are met.
- AML and Financial Crime
Third-Party Risk Management: DIY? Or Ask an Expert?
Performing third-party risk management (TPRM) on vendors is a complex, high-stakes process. So how do you decide what is the right solution for your company? Here are 5 key differences to help you determine whether process automation or process outsourcing is best for your company.
- Cybersecurity
UK Buy Side Should Prepare for More FCA Market Abuse Scrutiny
The UK’s Financial Conduct Authority (FCA) is increasing its focus on market abuse at buy-side firms with new publications, activities and potential enforcement actions, according to panellists at a
- Compliance
Employee Data Governance Policies: Minimizing Impact, Maximizing Value
Regulatory mandates and pressure from investors are driving firms to implement new security policies which can be challenging for employees. Here's a set of key guidelines to minimize the impact and maximize the value of implementations for your employees.
- RegTech