Compliance Training in Europe

Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of ACA financial compliance training courses in the UK and Europe, designed to help you and your firm understand the regulatory framework and apply compliance.

Upcoming Training Courses

Take the opportunity to book onto one of our virtual and interactive courses.

  • Check back for dates

We offer a wide range of ACA financial compliance training courses to the UK and Europe, designed to help you understand the regulatory framework and apply compliance. Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions.

 Download

1 of
Architectural image - window office block

Tailored In-House Training

Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements. 

Latest insights

ACA Threat Intelligence Alert Blog Image

New "Coronavirus" Malware Targets Windows Users

Researchers have discovered multiple computer viruses and destructive software (malware) that use coronavirus and COVID-19 themes. These malware programs can be significantly damaging to systems and the data they maintain.

Cyber Alert
  • Cybersecurity
ACA Threat Intelligence Alert Blog Image

Security Risks with Zoom and Other Teleconferencing Tools

Security issues with video and audio conferencing tools, particularly Zoom, have increased during the pandemic. Learn what steps firms and individuals should take to protect themselves from this risk.

Cyber Alert
  • Cybersecurity
highway at night from overhead

Tips to Enhance Electronic Communication Surveillance

With reduced face-to-face interactions, employees are increasingly turning to electronic devices and platforms to communicate with their co-workers and clients. Increased electronic communication traffic can result in additional risks. Regulators, although providing relief in certain areas, still expect the compliance role to function effectively to mitigate these risks.

Article
  • Compliance
curved glass building looking up at a blue sky

SFC issues guidance to fund industry participants related to the COVID-19 outbreak

Responding to volatility in local and international markets following the COVID-19 outbreak, the Hong Kong Securities & Futures Commission (SFC) has issued four reminders to fund industry participants and intermediaries of their obligations. We examine what this means for firms.

Compliance Alert
  • Compliance
2020 NSCP Aponix Survey

Participate in our 2020 NSCP / ACA Cybersecurity Compliance Programs Survey

We invite you to participate in the 2020 NSCP / ACA Cybersecurity Programs Survey and learn what your peers are doing to build strong regulatory compliance programs. Participate in our survey for investment advisers and broker dealers.

Survey
  • Cybersecurity
curved glass building looking up at a blue sky

Q2 2020 Regulatory Reporting Deadlines

ACA Compliance Group has created a calendar to help you stay on track with your regulatory filings.

Compliance Alert
  • Compliance