Compliance Training in Europe
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of ACA financial compliance training courses in the UK and Europe, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Ransomware 101 Part 1: A Growing Threat to Financial Services Firms
Ransomware is an evolving and serious problem, particularly for financial services firms. In the first of a three-part blog series, we answer the question, “Why is ransomware a threat to my business?"
- Cybersecurity
A Spotlight on the United Nations Climate Change conference, COP26
This year, heads of state, climate experts and campaigners will meet at the 26th United Nations Climate Change conference (COP26) to agree coordinated action to tackle climate change, but which developments are likely to be most important from the perspective of the financial services industry? And what does all this mean for firms in the future?
- ESG
- Compliance
Critical Security Flaw Discovered in Fortinet Security Products Require Upgrade
Remote attackers can exploit a flaw in Fortinet to gain unauthorized access to devices, and then exfiltrate data or perform other criminal activities from within the breached network.
- Cybersecurity
Post-Brexit FAQs - FCA Authorisation and Compliance for EEA Firms in the TPR
The FCA is now offering firms that signed up to the Temporary Permissions Regime a “landing slot” to apply for full authorisation. Firms that miss their slot risk losing their temporary permissions completely. Read our FAQ's to learn more about your requirements.
- Brexit
- FCA
- Compliance
The Department of Homeland Security Requires Pipeline Operators to Set Cybersecurity Safeguards
The U.S. TSA and DHS have issued a directive to operators of fuel and gas pipelines that requires them to improve their cybersecurity defenses.
- Cybersecurity
- Portfolio Company Risk Management
Q3 2021 Regulatory Reporting Deadlines
Regulatory filing submission deadlines for the SEC, CFTC/NFA, and ESMA occurring from July through September 2021
- Compliance
- Regulatory Deadlines
- RegTech