Compliance Training in Europe
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of ACA financial compliance training courses in the UK and Europe, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Microsoft® Reports “Zero-Day” Attacks Using Tainted Office® Files
Microsoft reports a previously unseen “zero-day” attack that uses Office files tainted with specially crafted Active X controls. Once opened, these controls create a vulnerability that enables perpetrators to perform remote code execution.
- Cybersecurity
ACA’s Inaugural Compliance Technology Benchmarking Survey is Now Open
This survey, sponsored by ACA’s Compliance Leaders Network (C-LEAD), will assess how compliance executives are using traditional and emerging compliance technology to better identify risk and create efficiencies within the compliance program. The results of this survey will provide participants with a deeper understanding of how their peers are maximizing the value of their technology spend.
- Compliance
FCA Provides AFMs Guidance and Warning on Authorised ESG and Sustainable Investment Funds
The FCA's recently issued a warning to AFMs firms to improve the quality and clarity of ESG/sustainable investment fund applications, providing guiding principles help funds comply with existing requirements. We outline what this means for firms.
- ESG
- Compliance
2021 Compliance Testing Survey: New SEC Marketing Rule Now Top Compliance Concern
Implementing the SEC’s new Marketing Rule for Investment Advisers is the number one worry for investment adviser compliance officers, according to the 2021 Investment Adviser Compliance Testing Survey. Advisory firms have until November 4, 2022 to come into full compliance with the rule.
- Compliance
- SEC Marketing Rule
China Passes Data Privacy Law That Affects Chinese and Foreign Companies
The Personal Information Protection Law of the People's Republic of China is scheduled to go into effect on November 1, 2021. This new law affects all companies and other entities, both inside and outside of China, engaged with personal information about individuals residing in China.
- Privacy
- Cybersecurity
Recent Institutional RFP Mandates Requiring GIPS Compliance of Alternative Investment Managers and OCIOs
Each quarter, we provide our feedback on recent institutional mandates related to compliance with the Global Investment Performance Standards (GIPS®); how those mandates ask about the calculation and presentation of performance; and insight into the demand for compliance with the GIPS standards and how that demand is evolving over time.
- Performance