Private Markets Quarterly Update 2022 Q1

We hope this newsletter finds you safe and well. In the latest edition of our Private Markets Quarterly Update, we cover: 

• Common Deficiencies Uncovered in Private Fund Manager Examinations
• SEC’s Examination Division 2022 Examination Priorities
• SEC’s Rule Proposals Seek to Reform the Private Fund Industry
• Real Estate Fund Advisers: Impact of SEC’s Proposed Private Fund Regulations
• SEC’s Proposed Amendments to Form PF
• SEC’s Proposes Rule Amendments Regarding SPACs, Shell Companies and Projections
• The SEC’s Sweep Enquiries Relating to Unauthorized Electronic Communications
• Custody Rule: Recent Noteworthy SEC Enforcement Actions
• Exempt Reporting Advisers – Lessons From a Recent SEC Enforcement Activity

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ACA has a number of solutions to help private markets firms build effective compliance programs to comply with regulations set by the SEC, including eComms surveillance and our new holistic surveillance solutions.

Please reach out to your ACA Consultant or contact the Private Markets Team if you have any questions about the topics in this newsletter, or want to find out how ACA can help your firm meet their compliance obligations.