Case Study: Global Investment Firm Turns to ACA's ARRMA to Boost Transaction Reporting

Company: Global Quantitative Investment Firm with an AUM of over £15bn 
Location: Headquartered in London, the firm has offices across Europe, Asia and the U.S.

"As a firm we pride ourselves on our scientific approach to our investment and non-investment processes, and so require our partners to apply the same methodical approaches found across the firm, to our compliance processes.  The methodical approach adopted by the ARRMA team was very much appreciated and the willingness to dig into the details of each of our processes and understand both the methodology and the technology used in each of our complex transaction reporting infrastructure, coupled with the attention to detail and application of their knowledge and experience, allowed us to identify several areas where improvements could be made.
 
"We were also left with a usable roadmap for compliance with transaction reporting, as our firm grows into a multiple new asset classes, and have relied on the ARRMA team for advice on ad-hoc advice subsequent to the validation exercise carried out above."

How we help

Our transaction reporting specialists are on hand to help your firm identify failings in the completeness, accuracy, and timeliness of your trade and transaction reports.  

In addition to our core ARRMA offering, we have a range of trade and transaction reporting solutions. These range from one-off logic specification reviews and assessments of systems and controls around your reporting framework, to regular, cost-effective analysis of your MiFIR or EMIR reports to identify issues relating to the accuracy, completeness and timeliness of reports.

Our service also includes the provision of a wide range of management information relating to the quality of reporting to assist senior managers with their ongoing oversight in keeping with their responsibilities under the Senior Managers & Certification regime.

Contact us or call +44 (0)20 7042 0500 to learn more about how we can help you address your regulatory reporting requirements.

Book a free review

Click here to book a free transaction reporting review to help identify problems in your regulatory reporting before the regulator does. This includes a summary report identifying, among other things, the percentage of reports submitted that include an error and the number and type of errors affecting those reports.   

With ACA Regulatory Reporting Monitoring & Assurance (ARRMA) support, firms benefit from a service offered by no other firm; a unique blend of technology and consulting that identifies transaction reporting errors and provides practical advice/support to resolve them.