The Compliance Year in Review - 2019
Join ACA for an overview of investment adviser and registered investment company compliance developments from 2019, and what to expect in 2020.
Join ACA for an overview of investment adviser and registered investment company compliance developments from 2019, and what to expect in 2020.
Join ACA for a Q&A style discussion offering unique perspectives to frequently asked questions about the 2020 GIPS standards.
Join ACA for a discussion about recurring trade and employee surveillance and monitoring pitfalls for financial services firms and best practices to implement to avoid surveillance failings.
Join ACA for a horrifying retelling of the scariest cyber incidents of 2019.
Join ACA for a discussion about trends in delivery of model performance.
Join ACA for a discussion on the challenges that BSA/AML and Sanctions compliance teams face when it comes to data validation and provide insights to help successfully conduct end-to-end data validation.
Join ACA for a demo of the new Employee Compliance solution which updates, expands, and enhances the existing capabilities of Compliance ELF.
Join ACA for a discussion about the Liquidity Risk Management Program Rule and tips for implementing the new requirements and what you should take into consideration before the deadline.
Join ACA for a demonstration and Q&A on what's new in ComplianceAlpha 2.0.
Join ACA for a discussion on best practices in forensic testing, including electronic communications reviews and trade surveillance.