Join ACA for a discussion about two emerging topics impacting compliance officers and investment advisers this year - Cryptocurrencies and Big Data.
Join ACA for a discussion on how to implement the GIPS standards to meet advisory platforms’ requirement for independently verified performance returns.
Join ACA for a discussion on the steps your firm should take to prepare for the EU General Data Protection Regulation (GDPR)’s May 25, 2018 compliance deadline.
Join ACA for a webcast focusing on the SEC’s Office of Compliance and Inspections (“OCIE”) announced 2018 examination priorities, as they relate to investment companies and their service providers.
Join ACA for a discussion about recent examination trends and novel issues, as well as industry trends and observations, through the perspective of ACA's compliance, performance, and cybersecurity divisions.
Join ACA for a discussion on the SFC’s changes to the Fund Manager’s Code of Conduct in November 2018.
Join ACA for a webcast that will discuss common marketing and advertising issues related to Rule 206(4)-1 and best practices for registered investment advisers.
Join ACA as we provide a recap of the new guidance released by CFA Institute over the past year, discuss recent industry trends and regulatory challenges impacting firms, and look to what we can expect in the new year.
Join ACA as we provide insight the top ways to reduce compliance costs while maintaining quality.
Join ACA for a discussion on regulatory cybersecurity priorities and preparedness for investment managers.