Join ACA for a discussion on some of the challenges of managing a multi-country compliance program.
Join ACA for a discussion about calculating and reporting IRRs.
Join ACA for a discussion on Section 12 of the Investment Company Act and the Stock Market Crash of 1929.
Join ACA for an overview discussion about responsible investing and environment, social, and governance (ESG), and highlight ways compliance officers may be impacted by the development of a responsible investing program.
Join ACA for a discussion about how investment advisers effectively promote their advisory services and private funds in a competitive market while complying with SEC rules and expectations.
Join ACA as we discuss issues and trends raised in a survey that would provide financial services firms with an opportunity to gain insight into cybersecurity compliance programs across the industry.
Join ACA for a discussion designed to provide insight into business development companies (BDCs) registered under the Investment Company Act of 1940.
Join ACA for a demonstration of ComplianceAlpha's MRS module.
Join ACA for a discussion of current initiatives at CFA Institute, including forthcoming guidance, adoption rates, and the future of the Global Investment Performance Standards (GIPS®).
Join ACA for a third webcast workshop designed to assist compliance professionals of broker-dealers in dealing with the potential regulatory challenges of meeting the new Department of Labor Fiduciary Rule.