Join ACA for a discussion about changes to the Securities and Futures Commission (SFC) Fund Manager Code of Conduct.
Join ACA for a discussion on frequently asked questions regarding GIPS Standards Committees and Working Groups.
Join ACA as we examine recent high-profile breaches at companies including Facebook, Under Amour, Panera, and others.
Join ACA for a discussion about two emerging topics impacting compliance officers and investment advisers this year - Cryptocurrencies and Big Data.
Join ACA for a discussion on how to implement the GIPS standards to meet advisory platforms’ requirement for independently verified performance returns.
Join ACA for a discussion on the steps your firm should take to prepare for the EU General Data Protection Regulation (GDPR)’s May 25, 2018 compliance deadline.
Join ACA for a webcast focusing on the SEC’s Office of Compliance and Inspections (“OCIE”) announced 2018 examination priorities, as they relate to investment companies and their service providers.
Join ACA for a discussion about recent examination trends and novel issues, as well as industry trends and observations, through the perspective of ACA's compliance, performance, and cybersecurity divisions.
Join ACA for a discussion on the SFC’s changes to the Fund Manager’s Code of Conduct in November 2018.
Join ACA for a webcast that will discuss common marketing and advertising issues related to Rule 206(4)-1 and best practices for registered investment advisers.