Data Governance and Management in BSA/AML and Sanctions Compliance
Join us ACA for a discussion addressing challenges that are specific to BSA/AML and Sanctions compliance groups when it comes to data governance and management.
Join us ACA for a discussion addressing challenges that are specific to BSA/AML and Sanctions compliance groups when it comes to data governance and management.
Join ACA for our complimentary webcast, OCIOs Guide to Claiming GIPS Compliance: Understanding the Demand, Benefits, Challenges, and Solutions.
Join ACA for a discussion on leveraging analytics, robotic process automation, and machine learning to help combat financial crime.
Join ACA for a webcast on Personal Trading – Rule vs. Best Practice.
Join ACA for a discussion on portfolio limitations applicable to an investment company’s use of derivatives and current market practice for asset segregation requirements.
Join ACA for a panel discussion examining key challenges and considerations ahead of the regulation coming into force.
Join ACA for a discussion on some of the challenges companies face in identifying and managing third-party risks.
Join ACA for a discussion on the most common questions we receive from clients about the GIPS standards.
Join ACA as we discuss the makeup of an investment adviser’s due diligence program and compliance oversight of sub-advisers.
Join ACA for a discussion about compliance issues unique to credit managers including such areas as best execution, allocation of investment opportunities, considerations around cross trades, and valuation.