Join ACA for a discussion on the extension of the FCA's Senior Managers and Certification Regime (SM&CR).
Join ACA for a discussion about compliance issues unique to hedge fund managers when launching additional funds.
Please join ACA for an overview of investment adviser and registered investment company compliance developments from 2018, and what to expect in 2019.
Join us ACA for a discussion addressing challenges that are specific to BSA/AML and Sanctions compliance groups when it comes to data governance and management.
Join ACA for our complimentary webcast, OCIOs Guide to Claiming GIPS Compliance: Understanding the Demand, Benefits, Challenges, and Solutions.
Join ACA for a discussion on leveraging analytics, robotic process automation, and machine learning to help combat financial crime.
Join ACA for a webcast on Personal Trading – Rule vs. Best Practice.
Join ACA for a discussion on portfolio limitations applicable to an investment company’s use of derivatives and current market practice for asset segregation requirements.
Join ACA for a panel discussion examining key challenges and considerations ahead of the regulation coming into force.
Join ACA for a discussion on some of the challenges companies face in identifying and managing third-party risks.