ACA Compliance Webinars, Conferences & More

Consultant's Corner: Concerns and Considerations for Private Markets Advisers

November 20, 2020

ACA's Consultant's Corner is the place to go for informal conversations with our consultants about hot topics, industry trends, and insights.

Webcast

FINRA Requires Unrealized Fund IRRs to be Presented in Accordance with the GIPS Standards (Issuers and Fund Managers)

November 19, 2020

The FINRA release of Regulatory Notice 20-21 on July 1, 2020 includes clarified guidance for calculating and presenting IRR for use in retail communications by FINRA member firms. Join ACA for a complimentary webcast discussing the main areas of impact to private placement issuers and fund managers.

Webcast

Consultant's Corner: Concerns and Considerations for Energy and Infrastructure Advisers

November 18, 2020

ACA's Consultant's Corner is the place to go for informal conversations with our consultants about hot topics, industry trends, and insights.

Webcast

FINRA Requires Unrealized Fund IRRs to be Presented in Accordance with the GIPS Standards (Broker-dealers)

November 17, 2020

The FINRA release of Regulatory Notice 20-21 on July 1, 2020 includes clarified guidance for calculating and presenting IRR for use in retail communications by FINRA member firms. Join ACA for a complimentary webcast discussing the main areas of impact to broker-dealers and FINRA member placements agents.

Webcast

The Value of GIPS Compliance: 2020 OCIO Survey Results

November 10, 2020

ACA and Curcio Webb recently conducted an industry survey focusing on the value of GIPS compliance in the OCIO space. Please join us as we discuss the results of the survey and decipher the implications and challenges for OCIOs.

Webcast

Consultant's Corner: Concerns and Considerations for Real Estate Advisers

October 27, 2020

ACA's Consultant's Corner is the place to go for informal conversations with our consultants about hot topics, industry trends, and insights.

Webcast

Countdown to 12/31/2020 – Is your firm compliant with the 2020 GIPS standards?

September 30, 2020

Join ACA as we highlight what you need to do to be ready for the 2020 GIPS standards, including some of the common challenges of implementing the standards and practical solutions to overcome those challenges.

Webcast

Transaction Reporting: The Top Five Data Errors and How to Fix Them - A Focus on MiFIR

September 22, 2020

The FCA continues to find serious and voluminous errors in transaction reports submitted under MiFIR article 26. Many firms lack the tools or expertise to identify those errors, and so have a growing problem which could lead to regulatory scrutiny or even enforcement action.

Webcast

ACA's RegTech Solutions: What's New and Coming Soon

September 09, 2020

The COVID-19 pandemic has brought to the forefront the need for RegTech to increase efficiency, reduce costs, and provide deeper insights for effective risk-based compliance management.

Webcast

Compliance Considerations for Credit Investors in the COVID-19 Market

September 03, 2020

Join ACA as we discuss compliance considerations arising from the credit market dislocation and the launch of new credit strategies and vehicles.

Webcast

Webcasts, Conferences, and Training