ACA Group, the Investment Adviser Association, and Yuter Compliance Consulting invite you to join us on June 22 at 2:00 PM ET as we share the results of our 2021 Investment Management Compliance Testing Survey.
Join us as we introduce ACA’s Performance Analytics Services (PAS) dashboard and how it can support firms like yours with creating and maintaining a robust process which mitigates risk while freeing up valuable time.
Join us for a live webcast as experts from our ESG advisory team explain what environmental justice is, why it warrants such a sweeping approach, how businesses can (or should) be involved, and why investors should care about it.
Join us as ACA's Jordan Schwartz will provide a live demo of the new features recently added to ComplianceAlpha®.
Join us for a live webcast as we discuss the intricacies and challenges for financial firms associated with the volume and complexity of side letter and legal document management and demonstrate how ACA's new technology solution can help.
Join us for a live webcast as we discuss discuss how the 2021 examination priorities may impact your firm and how you can prepare.
Join ACA and K&L Gates for a detailed explanation of the specific performance requirements, how they differ from prior no-action letters, and what steps a firm should take now in order to be ready by the deadline.
Join us for a live webcast on March 17 to learn what you need to do to establish a robust cybersecurity program to protect your firm and meet regulators' expectations.
Join us Thursday, March 11 at 11:00 am EST for a live webcast on FINRA Priorities and Hot Topics to learn more about how the recently released priorities may impact you and your compliance program.
Register here to gain access to the on demand recordings of our conference sessions.