Operating in the UK Post-Brexit: A Guide for EEA Firms
Join ACA for a discussion on the UK transitional regimes, the FCA’s expectations of international firms operating in the UK, and the (FCA) authorisation process.
Join ACA for a discussion on the UK transitional regimes, the FCA’s expectations of international firms operating in the UK, and the (FCA) authorisation process.
With the upcoming change in political leadership there is likely to be a shift in policies and priorities. Join ACA as we take a look at the currently proposed and potential policy shifts, the implications of those shifts on financial services firms, and what firms should know and prepare for in the year ahead.
Join ACA for an overview of new features in ComplianceAlpha®. We encourage all ComplianceAlpha users as well as firms interested in ComplianceAlpha to attend.
Join ACA for an overview of new features in ComplianceAlpha®. We encourage all ComplianceAlpha users as well as firms interested in ComplianceAlpha to attend.
ACA's Consultant's Corner is the place to go for informal conversations with our consultants about hot topics, industry trends, and insights.
The FINRA release of Regulatory Notice 20-21 on July 1, 2020 includes clarified guidance for calculating and presenting IRR for use in retail communications by FINRA member firms. Join ACA for a complimentary webcast discussing the main areas of impact to private placement issuers and fund managers.
ACA's Consultant's Corner is the place to go for informal conversations with our consultants about hot topics, industry trends, and insights.
The FINRA release of Regulatory Notice 20-21 on July 1, 2020 includes clarified guidance for calculating and presenting IRR for use in retail communications by FINRA member firms. Join ACA for a complimentary webcast discussing the main areas of impact to broker-dealers and FINRA member placements agents.
ACA and Curcio Webb recently conducted an industry survey focusing on the value of GIPS compliance in the OCIO space. Please join us as we discuss the results of the survey and decipher the implications and challenges for OCIOs.
ACA's Consultant's Corner is the place to go for informal conversations with our consultants about hot topics, industry trends, and insights.