Steering Compliance Through Market Volatility and Shifts

The current U.S. political environment is unlike anything we've seen before, with fast-moving developments that make it challenging for investment advisers to keep pace. As markets and regulations shift rapidly, compliance issues can surface all at once—creating pressure to prioritize quickly and act decisively.

Join our experts as they discuss regulatory compliance challenges expected in 2025 and how firms should prepare. They will outline where firms should focus their compliance efforts, what can wait, and for how long.

Discussion topics

• Potential opportunities in the digital asset space
• The impact of U.S. tariffs
• The SEC's operational changes
• Upcoming AML obligations for RIAs

Who should attend?

Compliance professionals and C-suite executives at U.S. investment adviser firms seeking to stay ahead of regulatory and market developments.

Speakers

• Joshua Broaded, Partner and Co-Head of Regulatory Compliance at ACA Group; former SEC examiner
• Roseanne Harford, Director of Thought Leadership at ACA Group U.S. Regulatory Consulting; formerly with the SEC, FCA, and Committee of European Securities Regulators
• Kenny Clowers, Partner and Co-Head of Regulatory Compliance at ACA Group; former SEC examiner