Regulatory Readiness in the UAE: Meeting DFSA and FSRA Standards

Financial firms operating in the Dubai International Financial Centre (DIFC) and the Abu Dhabi Global Market (ADGM) face heightened expectations from the Dubai Financial Services Authority (DFSA) and the Financial Services Regulatory Authority (FSRA). From inspections to compliance programme alignment, the stakes are high when navigating these complex requirements.

Join us on Tuesday, 4 February 2025, at 1pm UAE Standard Time to get actionable insights that will help you stay ahead, mitigate regulatory risk, and enhance your compliance framework.

We will discuss:

• Conducting compliance health checks: Benchmark your programme against regulatory standards and best practices.
• Preparing for DFSA and FSRA inspections: Key steps to ensure readiness and align with regulatory expectations.
• Handling regulatory scrutiny: Practical strategies to manage inquiries and resolve potential findings.
• Embedding a proactive compliance culture: Developing robust compliance systems and controls which can be integrated into daily practices.
• Leveraging anti-money laundering (AML) best practices: Strengthen your approach to anti-money laundering compliance
• Insights from real-world examples: Discover how firms have successfully navigated challenges and enhanced their compliance posture.

Who should attend?

This webcast is designed for professionals working in:

• Compliance and risk management roles at financial firms in the DIFC/ADGM
• Senior leadership, including CEOs and CO/MLROs, responsible for regulatory oversight
• Legal, audit, or governance functions seeking insights on DFSA and FSRA requirements
• AML specialists aiming to enhance financial crime frameworks
• Professionals preparing for upcoming inspections or regulatory engagements

Speakers

• Clare Curtis, Partner, Head of ACA Effecta
• Jade Ashpole, Managing Director, ACA Effecta
• Matthew Shanahan, Partner, Norton Rose Fulbright