Navigating Change: The Impact of a Trump Presidency on U.S. Financial & Securities Regulation

During his campaign for President, Donald Trump hinted at making sweeping changes to the SEC, including replacing Chair Gary Gensler.

Join our senior leaders as they compare Trump's recent promises to investors and the financial industry to the trends of the SEC and FINRA actions during his previous term. We will discuss the regulators' focus on retail investors, seniors, and fraud and insider trading from 2017 to 2021, and how that compares to the comments he has made about the financial industry during his campaign speeches.

We will discuss the expected impact to:

• SEC exams, enforcement, and rulemaking
• FINRA priorities and focus areas
• Cryptocurrency investing

Speakers

• Carlo di Florio, President, ACA Group
• Sanjay Lamba, Associate General Counsel, Investment Adviser Association (IAA)
• Roseanne Harford, Director of Thought Leadership, ACA Group