Marketing Rule Best Practices: What We’ve Learned Over the Past Two Years

Although the SEC gave us guidelines to comply with the Marketing Rule, since its compliance date in November 2022, the financial industry has been grappling with how to put the rule’s requirements into everyday practice.

Join ACA Group and K&L Gates as we share valuable lessons learned over the past two years to help you meet the rule’s stringent marketing and advertising requirements. We will share insights gleaned from helping our clients comply with the rule as well as enforcement cases the SEC has brought since the rule’s compliance date.

Discussion topics

• The impact this rule has had on marketing and advertising strategies
• Practical insights into compliance challenges and solutions
• Best practices for incorporating the rule into digital marketing, client communications, and performance advertising

Who should attend?

This webcast is essential for legal and compliance professionals, advisers, and marketing teams looking to ensure they are up-to-date with the latest regulations and strategies. Don’t miss this opportunity to equip your team with the knowledge to stay compliant and ahead of the curve.