Managing a Global Compliance Program

With constant changes to the regulatory landscape and ever changing product lines, managing a domestic compliance program is an increasingly demanding job. However, in today’s global economy, the role of a compliance officer is becoming even tougher. Compliance professionals are now not only responsible for domestic programs but also for a global compliance program, each with its own requirements and challenges.

Join David Owen, Managing Director and Global Regulatory Counsel of Allianz Global Investors, and ACA as we discuss some of the challenges of managing a multi-country compliance program and provide practical guidance on a few ways to best address them.

Discussion topics will include:

• Balancing multiple regulators and registrations and filing requirements
• Resolving conflicting priorities and allocation of resources
• Managing operational differences, varying time zones, and cultural barriers