Investment Company Act for New Fund Sponsors

Date
Time
On Demand
Location

Your desk!

Type
Webcast

The governance requirements of the Investment Company Act of 1940 can be lengthy and overwhelming.

ACA's Erik Olsen, Managing Director, and Chris Kemp, Senior Principal Consultant, will break down the governance requirements of registered funds and business development companies.

Discussion Topics

This webcast will cover:

  • Board composition requirements
  • Periodic reporting requirements, including quarterly, annual, and ad-hoc meetings
  • Advisory and principal underwriting contract approval and renewal
  • Additional considerations for investment company sponsors