The Investment Company Act of 1940 for New Sub-Advisers

Date
Time
On Demand
Location

Your desk!

Type
Webcast

Are you an investment adviser who will be providing sub-advisory services to a registered investment company? Please join ACA for an introduction to the world of registered funds and the complexities that a new sub-adviser will need to be aware of when managing a fund.

Discussion Topics 

  • What is a mutual fund?
  • Role of a mutual fund sub-advisor
  • Operational, compliance and reporting challenges
  • Investment/Trading Challenges
  • Important considerations