The Investment Company Act of 1940 for New Sub-Advisers
Date
Time
Location
Your desk!
Type
Webcast
Are you an investment adviser who will be providing sub-advisory services to a registered investment company? Please join ACA for an introduction to the world of registered funds and the complexities that a new sub-adviser will need to be aware of when managing a fund.
Discussion Topics
- What is a mutual fund?
- Role of a mutual fund sub-advisor
- Operational, compliance and reporting challenges
- Investment/Trading Challenges
- Important considerations