Insights
Lack of Standardization Can Lead to Increased Risk for Asset Managers
Last month I had the opportunity to moderate a panel at the PEI CFOs & COOs Forum in New York on “Performance Calculations: Does the PE Industry Need More Standardization?” The panelists were seasoned CFOs from respected private equity fund managers and exchanged engaging dialogue with over 100 attendees in the breakout discussion.
- Performance
Key Lessons Learned from Recent Cyber Incidents: Facebook, MyFitnessPal, and Panera Bread
Cyber-attacks continue to increase as new threats emerge.
- Cybersecurity
Performance Measurement Methods: TWR vs. IRR
Investors and portfolio managers alike grapple with the best calculation methodology to use in performance measurement.
- Performance
U.S. Tax Season Starts this Week — Here are Some Scams to be Aware of
This week is Tax Identify Theft Week in the U.S.
- Cybersecurity
What to Expect from Electronic Communications Exam Requests
SEC examinations of Registered Investment Advisers are on the rise. Here's a look at what the regulators are asking for and considerations for production.
- Compliance
5 Ways Our Vendor Management Platform Can Ease the Burden of Managing the Vendor Lifecycle
Are you tired of managing your vendors with spreadsheets? Do you have a different tab for every third party? Does the prospect of a regulatory exam make you break out into a cold sweat?
- Cybersecurity
New Prudential Framework: Impact Analysis for EU Investment Firms
The premise of the new rules will be to ensure investment firms have a prudential framework designed to be simpler and more proportionate to the operations of these types of firms. However, these changes will result in significant alteration to how investment firms measure their capital for regulatory purposes.
- Compliance
ACA's Top 10 Webcasts of 2017
ACA Compliance Group offers many webcasts throughout the year featuring discussions on timely topics and issues ranging from regulatory compliance, performance, financial crime, and cybersecurity.
- ACA News
Recent Regulatory Reporting Updates - What Your Firm Needs to Know
Firms in both the U.S. and the UK need to be aware of recent changes made to regulatory reporting forms.
- Compliance
GIPS Standards Executive Committee Delays Effective Date Guidance Statement on Broadly Distributed Pooled Funds
The Guidance Statement on Broadly Distributed Pooled Funds was approved on 13 March 2017.
- Performance