Below are our latest insights and resources to help firms keep pace with the evolving ESG landscape.

Latest insights

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SEC Proposes Amendments to Modernize the Investment Company “Names Rule”

On May 25th, the SEC released proposed rule amendments to the Investment Company Act “Names Rule” for investment companies and business development companies related to the naming of funds.

Article
  • ESG
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SEC’s New ESG Disclosure Proposal Aims to Increase Transparency

The proposed rules require private funds to report ESG investing and integration practices.

Article
  • ESG
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Sustainable Securitisation: White Whale or Inevitable Next Step in Evolution?

As investor interest in ESG rises, we examine the impact on the credit sector, and in particular the European Collateralised Loan Obligation (CLO) industry and ask, is it possible to satisfy investor demand and ESG regulations?

Article
  • ESG
  • Compliance
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SEC Issues First ESG-Related Enforcement Action Against an Investment Adviser

SEC settles charges with the Investment Advisor for $1.5 Million

Article
  • ESG
  • SEC
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SEC’s Climate & ESG Task Force Issues First Enforcement Action

SEC Claims Mining Company Mislead Investors

Article
  • ESG
  • SEC
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A Drop of Clarity in the Regulatory Sea of Change

As we tentatively emerge into the post-pandemic world, the global financial industry has a myriad of regulatory hurdles to navigate. We provide guidance on key areas that firms will need to focus on in the coming months.

Article
  • Compliance
  • ESG
  • SEC Marketing Rule

Recent ESG webcasts

The SEC’s New ESG Expectations

This webcast will address the latest updates to the SEC's expectations for ESG and share related insights from our experience.

Webcast

ESG and Responsible Investing for CCOs

Join ACA for an overview discussion about responsible investing and environment, social, and governance (ESG), and highlight ways compliance officers may be impacted by the development of a responsible investing program.

Webcast