Insights

March 21, 2018

Since the U.S.

March 20, 2018

Over the past several years, the SEC, through examinations and enforcement actions, has made it clear that it expects registered investment advisers to undertake meaningful due diligence of the

March 02, 2018

On February 12, 2018, the U.S.

March 01, 2018

The deadline for meeting the General Data Protection Regulation (GDPR) is on

March 01, 2018

The decision to pursue GIPS compliance and verification is not always a simple choice. There are many moving parts within a firm’s compliance framework, and thus there are a number of important considerations that must be made before a firm can attain compliance with the GIPS standards.

February 26, 2018

On May 25, the European Union’s General Data Protection Regulation (GDPR) goes into effect.

February 20, 2018

For the first time in some years, the Financial Conduct Authority (FCA) has written to asset managers’ CEOs on prudential matters. The letter includes a plea by the FCA for data that it, and the EBA, can rely upon when aggregating firms’ submissions to understand the macro picture.

February 12, 2018

ACA announces that Alex D. Scheinman has joined the firm as a Director overseeing ACA Aponix®'s GDPR data processing reviews and data privacy.

February 09, 2018

Starr Investment Holdings acquires controlling interest in ACA.

February 06, 2018

The U.S. Securities and Exchange Commission’s ("SEC") Form PF presents many challenges for investment advisers, particularly those that have large data sets and multiple administrators.