Insights
What’s in the Updated UK Regulatory Initiatives Grid?
UK regulators and governing bodies recently published a coordinated approach for regulatory initiatives and a revised pipeline for financial services regulation over the next 24 months. We outline what these changes mean for firms, and what they need to plan for in the coming months to be sure to stay in line with regulatory expectations.
- Compliance
- ESG
- FCA
WatersTechnology Survey Report: Compliance Technology Challenges, Opportunities and What Firms Want
Download the whitepaper for key findings from a recent data and analytics survey carried out in conjunction with WatersTechnology.
- RegTech
ACA Reflects on the Meaning of Juneteenth
ACA’s Connected Black Professionals Employee Resource Group is proud to continue this dialogue within ACA to foster and promote the talents and strengths of our black employees.
- ACA News
ComplianceAlpha Solves for MNPI and Code of Ethics Deficiencies
The SEC recently released a risk alert highlighting deficiencies in the areas of MNPI and the Code of Ethics Rule.
- RegTech
- Compliance
- ComplianceAlpha
Firms Receive Phishing Attempts From False FINRA and SIPC Domains
ACA confirmed several firms received a wave of phishing emails from fake FINRA email domains.
- Cybersecurity Resources
- Cybersecurity
The Positioning of Private Markets Amid the Post-Pandemic Great Recovery
Private markets are set to play a substantial role in the post-pandemic economic recovery of the UK over the course of 2022. We examine how firms can future-proof their businesses, and the businesses within their portfolios, and the impact that regulatory divergence will have on firms that operate in multiple jurisdictions.
- Compliance
- ESG
ACA Group Wins Best Regulatory Advisory Firm at The Drawdown Awards 2022
ACA Group awarded Best Legal, Compliance and Regulatory Advisory firm at The Drawdown Awards 2022. These awards celebrate excellence and innovation within private capital fund operations.
- Compliance
- ESG
Microsoft Notifies of Two Critical, Potentially Exploitable Vulnerabilities
Immediate Action is Advised to address two critical, potentially exploitable vulnerabilities: CVE-2022-30136 and CVE-2022-30190.
- Cybersecurity
- Cybersecurity Resources
ACA Rest, Recharge, and Renew Week 2022
Between July 4-8, 2022, ACA will close to give our employees time to collectively disconnect from work and spend the time however they need to.
- ACA News
Neeraj Karhade Joins ACA Group as Chief Financial Officer
ACA Group (ACA), the leading governance, risk, and compliance (GRC) advisor in financial services, announced today that Neeraj Karhade has joined the firm as Chief Financial Officer.
- ACA News