Industry Insights

At ACA Group, our financial industry insights are shaped by real-world experience, deep expertise, and a vast client network. 

Topic

Topic

Type

Type
  • Article
  • Case Study
  • Compliance Alert
  • ComplianceAlpha Update
  • Cyber Alert
  • Newsletter
  • Press Release
  • Report
  • Survey
The SEC extends Rule 13f2 and Form SHO deadlines to 2028. Learn what the delay means for short position reporting and how firms can prepare for potential rule changes.
Compliance Alert
Compliance, SEC
Accurate, timely Form ADV filings protect your reputation and keep you aligned with the SEC’s expectations. When firms fall behind...
Article
Compliance, Managed Services, Regulatory Filing
Discover five practical tips to keep your firm’s gifts and entertainment policies compliant during the holiday season. Learn how to refresh training, review limits, track activity, audit regularly, and update policies to avoid regulatory risk.
Article
Compliance, Gifts and Entertainment
Explore how AI transforms marketing review by speeding up compliance checks while keeping human expertise at the core. Faster campaigns, lower risk, and smarter decisions.
Article
Artificial Intelligence (AI), Managed Services, RegTech