Join ACA and AIMA for a Fund Manager Briefing on Breaking the Surveillance Silos.
Join ACA for a discussion on the UK transitional regimes, the FCA’s expectations of international firms operating in the UK, and the (FCA) authorisation process.
Join us Tuesday, July 27 at 2:30pm ET for a live discussion about the regulatory and legal developments surrounding digital asset securities and what broker-dealers should consider if they are thinking about investing in digital assets.
Join us on Monday, 19 July at 11:00am BST for a complimentary webcast to mark the forthcoming launch of AIMA’s MiFIR Transaction Reporting Guide that has been developed with the support of ACA Group.
Join us Thursday, June 24 at 11:00 AM EDT for a live webcast as ACA Group and 4U Platform discuss the modernization of marketing, the macro trends shaping the future state of fintech and how collaboration is the critical ingredient to supporting it all.
Join ACA’s Alex Scheinman, Managing Director, and Paul Schappell, Senior Principal Consultant on Wednesday, June 23 as we review the key requirements and enforcement structures of the CPRA and the CDPA, discuss the prospect of future privacy regulations at the state and federal level, and share our perspective on what firms should be doing to meet their compliance obligations and avoid enforcement actions.
ACA Group, the Investment Adviser Association, and Yuter Compliance Consulting invite you to join us on June 22 at 2:00 PM ET as we share the results of our 2021 Investment Management Compliance Testing Survey.
Join us as we introduce ACA’s Performance Analytics Services (PAS) dashboard and how it can support firms like yours with creating and maintaining a robust process which mitigates risk while freeing up valuable time.
Join us for a live webcast as experts from our ESG advisory team explain what environmental justice is, why it warrants such a sweeping approach, how businesses can (or should) be involved, and why investors should care about it.
Join us as ACA's Jordan Schwartz will provide a live demo of the new features recently added to ComplianceAlpha®.