How much of a risk are primary research consultations? What are these risks and how can we mitigate them? What guidance has the SEC given with respect to expert network consultations?
Please join ACA for a webcast that will take a closer look at all of these questions, industry best practices, and front and back end compliance controls.
Discussion topics will include:
Primary Research in the Investment Process
Risks
SEC Guidance
Case Studies
Controls and Risk Mitigation