Compliance Training in Europe
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of ACA financial compliance training courses in the UK and Europe, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Understanding the impact of new prudential capital rules on UK asset management firms
The coming rules create a new prudential capital framework that is more tailored to the asset management industry – the previous structure was more focused on banks. While the changes will be modest for some firms, others will be significantly impacted by these new rules.
- Compliance
- FCA
Cyber Alert: Vulnerabilities Discovered in Verizon Fios Routers Affecting Millions
On April 9, researchers discovered three serious vulnerabilities in the Verizon Fios Quantum™ Gateway (G1100) router.
- Cybersecurity
SEC Updates Document Request List for Cybersecurity Examinations
The SEC's OCIE recently updated their document request list for cybersecurity examinations. Find out what's new in the document request list and how your firm should prepare for a cyber examination.
- Cybersecurity
ACA Compliance Group Expands Consulting Services for Bank Asset Managers
ACA Compliance Group (“ACA”) has expanded its consulting services that will help banks engaged in asset management activities manage risk and meet growing regulatory expectations. The bank asset management consulting services practice is overseen by former bank examiner, Roy Kim.
- Compliance
- Bank Asset Management
RegTech Podcast: Innovation in Compliance with Tom Fox featuring ACA's Patrick Conroy
Highlights and link to the Innovation in Compliance with Tom Fox podcast episode, Nimble and Strategic Compliance: A Conversation with Patrick Conroy. Fox and ACA's; Conroy discuss a range of topics related to regulatory technology (RegTech).
- RegTech
Brexit and the FCA's Temporary Permissions Regime: The Final Countdown?
With the UK government’s desperate attempts to achieve a Brexit settlement having reached a crescendo, the FCA continues to make preparations for the worst case no-deal scenario. There appears still to be some uncertainty about who the regime applies to. This alert updates our previous alert on the same topic, with the objective of providing certainty to our clients on the current position.
- Compliance