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Transforming GRC for Asset Managers and Investment Advisers Worldwide
Comprehensive advisory, managed services, and regulatory technology for your firm.
Struggling with ever-changing regulations and increasing regulatory compliance demands? We can help.
ACA brings decades of experience in working with asset managers,, delivered by a global team of former regulators and former in-house compliance specialists.
Whether you are looking to launch, grow, or protect your business, our tailored governance, risk, and compliance solutions help you address the intricacies of regulatory change, enhance your ability to manage regulatory risk, and streamline compliance processes.
Safeguard your business and stay compliant with the latest regulations.
Global Reach
Supporting 6,300+ asset managers and investment advisers worldwide.
Client Satisfaction
96% score for our expertise, responsiveness, recommendations, and ability to understand our client’s business.
Expansive Client Base
Supporting firms of every size from start-ups to over $1.4T in AUM.
What are you looking to do?
Start a new firm, fund, or expand into new jurisdictions.
Scale your GRC program and adapt as your business evolves.
Safeguard your firm, investments, and reputation against emerging threats and changing regulations.
I’m looking to...
Launch a new firm or fund
Extend your presence or market into new territories or jurisdictions
Establish a U.S. ETF, European ETC, U.S. Interval Fund, Tender Offer Fund, or U.S. Mutual Fund
Maintain business continuity while navigating geopolitical challenges
Fundraise, promote, and grow your assets
Trial or ‘sandbox’ new fund and strategies in an incubation setting in the UK
Stabilize operational and compliance budget resiliency
I’m looking to...
Address, review, and maintain your regulatory framework and documentation
Digitize and future-proof your compliance program with regulatory technology
Put in place a scalable compliance program
Meet your regulatory filing commitments and deadlines
Outsource your compliance function to lower expenses, reduce key-man risk
Satisfy investor DDQs, meet standards of institutional investors
I’m looking to...
Seek guidance on regulatory requirements and new rules
Perform an SEC cyber mock audit
Conduct mock regulatory examinations
Implement cyber risk management
Undertake a cyber risk assessment
Run penetration testing
Leverage technology to help with code of ethics, employee compliance, market abuse surveillance, electronic communications surveillance, and more
Gain ESG insights through data and peer analytics
Address ESG gaps with expert advisory support
What are you looking to do?
Take your governance, risk, and compliance to the next level.
Ready to transform your GRC strategy and elevate your success with tailored solutions from industry leaders? Schedule your free consultation with our regulatory specialists today!
Why ACA?
Experience the ACA advantage in governance, risk, and compliance, where our team of specialists, advanced technology, and comprehensive services drive success for asset managers and investment advisers. Here’s what sets us apart:
Benchmarking and industry expertise
Access insights into asset
management challenges
and compare your GRC posture
to industry peers.
Scalable support
Leverage the best people,
processes, and technology
to drive growth, enhance
efficiency, and manage
risks effectively.
Award-winning GRC solutions
Access top-rated advisory,
managed services, and
regulatory technology solutions for streamlined compliance and
efficiency.
Contact us
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