Risk Assessments and Regulatory Compliance Testing Services

Technology and cloud assessments, penetration testing and vulnerability assessments, and cyber exams

We offer a variety of risk assessment services to help companies identify gaps in their cybersecurity and regulatory posture and identify technology-related risks. We can also conduct penetration testing and identify network vulnerabilities.

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Our solutions

Risk Assessments and Testing

We can conduct an assessment across 700+ topics to identify technology-related risks and provide recommendations for improvement.

Mock Regulatory Cyber Exams

We can help your firm prepare for an SEC, NFA, or FINRA cyber exam by reviewing your information security program from a regulator’s perspective.

Cyber threats are constantly evolving, so it’s important to stay on top of new threats and address them as quickly as possible. We provide regulatory and cyber alerts, paste site and domain registration monitoring, and staff phishing testing to help protect your company from cyber attacks

We can help identify network vulnerabilities that could be exploited by a hacker and lead to a breach through vulnerability scanning or penetration testing. 

 

We can help your firm better understand payment flow and fraud risk mitigation opportunities with payment flow review, risk analysis, and reporting.

Microsoft Office 365 Security and Cloud Assessments

Companies are increasingly moving to cloud-based services such as Microsoft® Office 365®. Many companies do not take full advantage of the available security settings, which can dramatically impact the security and regulatory posture of your environment. This is also true of other cloud environments. Our assessment can help determine whether your company’s cloud environment is configured to protect user identities, enable compliance oversight obligations, and identify data loss. Based on our findings, we can assist your company with developing a practical action plan to address key risks.

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Latest insights

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Myths About Cybersecurity Portfolio Oversight: Myth #3

In part 3 of our series we tackle the myth that "investors don’t care and/or are satisfied with our current approach to cybersecurity."

Article
  • Cybersecurity Resources
  • Cybersecurity
  • Portfolio Company Risk Management
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Merger and Acquisition Platform Datasite Named as a Victim of MOVEit Breach

Datasite, which provides a data sharing platform and encrypted data rooms for potential merger and acquisition partners, is the latest victim of the MOVEit Breach.

Cyber Alert
  • Cybersecurity
meta person

Myths About Cybersecurity Portfolio Oversight: Myth #2

Cyber threats are on the rise, making robust cybersecurity oversight essential for protecting investments. We debunk a common myth about portfolio oversight.

Article
  • Cybersecurity Resources
  • Cybersecurity
  • Portfolio Company Risk Management
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Fortinet releases security advisory for critical heap-based overflow vulnerability

Fortinet's June 12th advisory warns of a critical vulnerability (CVE-2023-27997) rated 9.8/10 by NIST. FortiOS and FortiProxy SSL-VPN users are at risk of system access by hackers.

Article
  • Cybersecurity
meta person

Myths About Cybersecurity Portfolio Oversight: Myth #1

Cyber threats are on the rise, making robust cybersecurity oversight essential for protecting investments. We debunk a common myth about portfolio oversight.

Article
  • Cybersecurity Resources
  • Cybersecurity
  • Portfolio Company Risk Management
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Critical MOVEit Transfer Vulnerability Updates

Progress Software discovered a critical SQL injection vulnerability (CVE-2023-34362) on May 31st in the MOVEit Transfer software which allowed unauthorized access to the Transfer environment and escalated privileges.

Cyber Alert
  • Cybersecurity
Solution Spotlight

Aponix Protect™ comprehensive cybersecurity and technology risk solution

Aponix Protect helps firms address evolving cyber risks and threats to ensure that their cybersecurity needs are covered year-round. This solution is available in three tiers, each one designed to provide firms with a flexible, robust, responsive, and cost-effective cybersecurity program.

News

Cybersecurity Benchmarking Survey Lists Top Concerns and Preparedness Among Respondents

Our annual survey in partnership with NSCP reveals that investment firms overlook AI as a cybersecurity risk and remain wary about SEC cybersecurity enforcement and compliance with new rules

ACA Group Launches Dedicated Practice Group Providing GRC Solutions for Wealth Managers

ACA Wealth sets a new standard in GRC support for wealth managers, providing unmatched expertise and comprehensive solutions to address evolving regulatory requirements.

ACA's Celebration of Women's Impact from History to Herstory

ACA proudly joins the global celebration of International Women's History Month, commemorating the remarkable achievements and enduring legacies of women worldwide.

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