Q3 2020 Regulatory Reporting Deadlines

ACA Compliance Group has created a calendar to help you stay on track with your regulatory filings. Request our calendar to view key regulatory filing due dates and holidays at a glance.

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Q3 2020 Regulatory Reporting Deadlines

Below are the regulatory filing submission deadlines for the third quarter of 2020. All filings are supported by the ACA Regulatory Reporting solution ("ACA RR") except where noted.

1 Schedule 13G deadlines depend on the type of adviser and may occur throughout the year as thresholds are met.
2 Submission deadline is based on ESMA, but individual jurisdictions may have an adjusted date.
3 Due to the effects of COVID-19, the NFA has extended the due date for the March 31, 2020 filing. Find out more about this extension here.

About ACA Regulatory Reporting and Filing Services

• Regulatory Technology for In-House Regulatory Filing: ACA Regulatory Reporting (ACA RR) is a centralized platform for aggregating, reviewing, and submitting regulatory filings including Form PF, Form 13F, AIFMD Annex IV, and CPO-PQR. Coupled with support from ACA’s experienced team, ACA RR has been successfully used by firms of all sizes to more efficiently meet their regulatory reporting obligations while reducing risk and adhering to industry best practices. Request a demo here.
• Filings Consultation and Preparation: ACA Compliance Group specializes in assisting advisers with filings through services such as Form PF consulting and review as well as preparation and filing of Form(s) 13F, 13H, Schedule 13G, the CPO-PQR, and Form ADV. Additionally, ACA offers Form PF administration services through the Analysis and Review Center (ARC). 

For More Information

For more information, please connect with your regular ACA consultant or contact us below.

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