Personal Trading – Rule vs. Best Practice
Join ACA for a webcast on Personal Trading – Rule vs. Best Practice.
Join ACA for a webcast on Personal Trading – Rule vs. Best Practice.
Join ACA for a discussion on portfolio limitations applicable to an investment company’s use of derivatives and current market practice for asset segregation requirements.
Join ACA for a panel discussion examining key challenges and considerations ahead of the regulation coming into force.
Join ACA for a discussion on some of the challenges companies face in identifying and managing third-party risks.
Join ACA for a discussion on the most common questions we receive from clients about the GIPS standards.
Join ACA as we discuss the makeup of an investment adviser’s due diligence program and compliance oversight of sub-advisers.
Join ACA for a discussion about compliance issues unique to credit managers including such areas as best execution, allocation of investment opportunities, considerations around cross trades, and valuation.
Join ACA for a discussion about various controls investment advisers can implement to address the unique risks of insider trading faced by their firms.
Join ACA as we discuss the closed-end fund investment vehicle with particular attention to how it differs from open end funds.
Join ACA for a discussion about cybersecurity best practices and trends to assist fund boards, subadvisors, and investment company service providers with cybersecurity oversight.