FINRA Priorities and Hot Topics 2023
Join our discussion about how the recently released 2023 examination priorities may impact you and your compliance program.
Join our discussion about how the recently released 2023 examination priorities may impact you and your compliance program.
Join us for a discussion on how challenges in the economy, workforce, and regulatory landscape will impact cybersecurity programs this year, and how to navigate these conditions.
Tune in to our January 25 webcast where industry experts will discuss strategies and examples of how firms are using ESG data to grow and enhance their services for environmentally and socially conscious investors.
Join us as we review the regulatory changes that will likely have implications on firms' compliance, cybersecurity, ESG, and performance programs in 2023.
Join us as we outline how the Global Investment Performance Standards (GIPS®) can assist private fund managers with meeting increased regulatory demands by the SEC and FINRA.
Join ACA Aponix's Alex Scheinman, Tyler Pearson, and Independent Privacy Consultant Bill Schaumann, as they present a comprehensive summary of the state of global data privacy that will aid firms as they prepare for the new year.
This webcast will address the latest updates to the SEC's expectations for ESG and share related insights from our experience.
Join us for a live discussion surrounding the seven scariest cyber breaches of 2022, as well as guidance for combatting cyber crime through robust cybersecurity practices and response plans.
Join us for a conversation about the role of ESG in private debt investment strategies, and how firms and find leverage and influence in this area.
Join ACA Group’s Guy Talarico, John Vekich, and Craig Moreshead for a live discussion about the role of the Outsourced Chief Compliance Officer (OCCO) and how it can help your firm mitigate risks, while providing independent best practices from the leading GRC firm in the U.S.